国际商事仲裁 英文版PDF|Epub|txt|kindle电子书版本网盘下载

国际商事仲裁 英文版PDF格式电子书版下载

注意：本站所有压缩包均有解压码： 点击下载压缩包解压工具

Chapter 1 Introduction1

1 International commercial arbitration in brief1

1.1 The definition of international commercial arbitration1

1.2 The characteristics of international commercial arbitration2

1.3 A historical review of international commercial arbitration3

2 Merits and demerits of international commercial arbitration5

2.1 Merits of international commercial arbitration6

2.2 Demerits of international commercial arbitration7

3 Foundations of international commercial arbitration9

3.1 The agreement to arbitrate9

3.2 The choice of arbitrators10

3.3 The award of the arbitral tribunal10

3.4 The enforcement of the award11

4 The kinds of international arbitration11

4.1 Institutional arbitration11

4.2 Ad hoc arbitration12

4.3 Institutional and ad hoc arbitration contrasted12

5 Sources of international commercial arbitration13

5.1 Introduction13

5.2 International treaties and conventions14

5.3 National laws20

Explanatory Notes24

Exercises28

Chapter 2 An Overview of Leading International Arbitration Institutions29

1 Introduction29

1.1 The attraction of institutional arbitration29

1.2 The points ofattention30

2 The leading international arbitration institutions31

2.1 Introduction31

2.2 International Chamber of commerce's International Court of Arbitration(ICC)31

2.3 London Court of International Arbitration33

2.4 The American Arbitration Association33

2.5 The Arbitral Centre of the World Intellectual Property Organization34

2.6 The Arbitration Institute of the Stockholm Chamber of Commerce35

2.7 Singapore International Arbitration Centre35

2.8 Hong Kong International Arbitration Centre35

2.9 International Center for Settlement of Investment Disputes36

2.10 China International Economic and Trade Arbitration Commission36

Explanatory Notes38

Exercises41

Chapter 3 The Arbitration Agreement43

[Case Analysis]44

1 Introduction49

1.1 The legal definition49

1.2 The categories of arbitration agreement49

2 The classifications of an international arbitration agreement50

2.1 The submission agreement50

2.2 The arbitration clause51

3 The basic elements of an arbitration agreement53

3.1 Introduction53

3.2 The intention to arbitrate53

3.3 Ad hoc or institutional arbitration53

3.4 Place of arbitration54

3.5 The number of arbitrators54

3.6 Governing law of the arbitration54

3.7 Default clauses55

3.8 Other procedural matters55

4 The validity of an arbitration agreement56

4.1 Introduction56

4.2 Formal validity57

4.3 A defined legal relationship59

4.4 The element of arbitrability60

5 The separability of the international arbitration agreement66

5.1 Introduction66

5.2 The history and legal nature of the doctrine of separability67

5.3 The legal significance of the separability doctrine69

6 The legal consequences of the arbitration agreement70

6.1 Introduction70

6.2 Positive effects of the arbitration agreement70

6.3 Negative effects of the arbitration agreement72

Explanatory Notes73

Exercises76

Chapter 4 Applicable Laws in International Commercial Arbitration79

[Case Analysis]80

1 Introduction83

1.1 The cause of applicable laws in international commercial arbitration83

1.2 The complexities of applicable laws84

2 The application of the doctrine of lex arbitri84

2.1 Introduction84

2.2 The doctrine of lex arbitri85

3 The law applicable to the substantive issues88

3.1 Introduction88

3.2 The autonomy of the parties88

4 The law governing the arbitration agreement90

4.1 Introduction90

4.2 Alternatives of law governing arbitration ageement91

5 The conflict of laws in arbitration92

5.1 Introduction92

5.2 The choice of the conflict of laws92

Explanatory Notes94

Exercises96

Chapter 5 The Arbitral Tribunal99

[Case Analysis]100

1 The establishment of an arbitral tribunal102

1.1 Introduction102

1.2 Commencement of an arbitration103

1.3 Establishing an arbitral tribunal104

2 Arbitrators in international commercial arbitration105

2.1 Appointment of arbitrators105

2.2 Qualities required of arbitrators in international commercial arbitration108

2.3 Impartiality and independence of arbitrators110

2.4 Challenge and replacement of arbitrators116

3 Powers and duties of an arbitral tribunal119

3.1 Introduction119

3.2 Powers of arbitrators120

3.3 Duties of arbitrators122

4 Jurisdiction of an arbitral tribunal and challenges thereto126

4.1 Introduction126

4.2 Challenges to jurisdiction126

4.3 Respondent's choices for challenge129

4.4 The arbitral tribunal's responses to challenges129

Explanatory Notes131

Exercises134

Chapter 6 The Arbitral Proceedings137

[Case Analysis]138

1 Introduction140

1.1 The arbitral proceedings in general140

1.2 Adversarial or inquisitorial?141

1.3 The control over arbitral proceedings142

1.4 Party autonomy in arbitral proceedings143

1.5 Written submissions in arbitral proceedings145

2 Place of arbitration146

2.1 Introduction146

2.2 The legal environment of the place of arbitration147

2.3 The principle of lex arbitri148

2.4 Enforceability of arbitral awards148

2.5 Change of the seat of arbitration148

3 Evidence in arbitral proceedings149

3.1 Introduction149

3.2 Evidences in civil and common law jurisdictions149

3.3 Admissibility of evidences150

3.4 Burden of proof151

3.5 Documents production151

3.6 Witness testimony153

3.7 Expert evidence154

3.8 Inspection of the subject-matter156

4 Arbitral hearings157

4.1 Introduction157

4.2 Arrangement of arbitral hearings158

4.3 Hearing procedures159

4.4 Examination of witnesses160

4.5 Ex parte hearings161

5 Post-hearing proceedings162

5.1 Introduction162

5.2 New evidence162

5.3 Post-hearing briefs162

6 Arbitration Costs163

6.1 Introduction163

6.2 Payment of costs163

6.3 Costs security164

Explanatory Notes165

Exercises166

Chapter 7 Interim Measures in International Commercial Arbitration169

[Case Analysis]170

1 Introduction173

1.1 Interim measures defined173

1.2 The usefulness of interim measures174

1.3 The practical importance of interim measures175

2 Different types of interim measures176

2.1 Interim measures for the prevention of irreparable harm176

2.2 Interim measures for the preservation of evidence177

2.3 Interim measures for facilitating the production of evidence178

2.4 Interim measures for facilitating the enforcement of the award178

3 Arbitrators'authority to order interim measures179

3.1 Introduction179

3.2 Interim measures in international arbitration conventions179

3.3 Interim measures provided for in nationallaws179

3.4 Interim measures provided for by institutional arbitration rules180

3.5 The practical difficulties of providing interim measures182

4 Interim measures ordered by national courts in aid of international commercial arbitration183

4.1 Introduction183

4.2 The New York Convention183

4.3 Applicable national laws184

5 Enforcement of interim measures in international commercial arbitration185

5.1 Introduction185

5.2 International sources186

5.3 Judicial enforcement of interim measures187

Explanatory Notes188

Exercises189

Chapter 8 The Arbitration Award191

[Case Analysis]192

1 Introduction194

1.1 Arbitration award defined194

1.2 The importance of arbitration awards196

1.3 Final awards198

1.4 Partial and interim awards199

1.5 Default awards200

1.6 Consent awards201

2 Elements of an valid arbitration awards201

2.1 Form of the award202

2.2 Language of the award203

2.3 Contents of the award203

2.4 Award reasons204

2.5 Time-limits for award to be made205

2.6 Notification of awards206

2.7 Registration of awards207

2.8 The principle of resjudicata207

3 The process of arriving at awards208

3.1 Introduction208

3.2 The usual process of making an award208

3.3 Majority voting209

3.4 The bargaining process in award-making210

4 Remedies offered in awards211

4.1 Monetary compensation or damages211

4.2 Punitive damages and other penalties211

4.3 Specific performance212

4.4 Injunctions212

4.5 Restitution212

4.6 Declaratory relief213

4.7 Adaptation of contracts213

4.8 Interest and costs214

5 Miscellaneous matters after the award is made214

5.1 Correction of clerical errors214

5.2 The interpretation of an award215

5.3 Review other than by national courts216

Explanatory Notes217

Exercises219

Chapter 9 Challenge to Arbitral Awards221

[Case Analysis]222

1 Introduction225

1.1 An overview225

1.2 The legal definition of challenge225

1.3 The possibilities of challenge225

1.4 The purpose of challenge226

1.5 The legal barriers to a challenge226

1.6 Time-limits for challenge227

1.7 Place of challenge228

1.8 The effects of a successful challenge229

2 The channels of challenge229

2.1 Challenge to arbitral awards from within229

2.2 Correction and interpretation of awards230

2.3 Challenge of arbitral awards in national courts231

3 Substantive Grounds for Challenge232

3.1 Introduction232

3.2 Challenge for mistake of fact232

3.3 Challenge for mistake of law233

4 Procedural grounds for challenge236

4.1 Challenge for lack of jurisdiction236

4.2 Challenge for lack of due process238

4.3 Challenge for lack of capacity239

4.4 Challenge for defective formation of arbitral tribunal239

4.5 Challenge for lack of arbitrability240

4.6 Challenge for public policy240

4.7 Challenge for lack of independence,bias,and misconduct of the Arbitrators243

Explanatory Notes243

Exercises245

Chapter 10 Recognition and Enforcement of International Arbitration Awards247

[Case Analysis]248

1 Introduction252

1.1 The result of a successful arbitration252

1.2 Performance of awards253

2 The legal principles of recognition and enforcement of arbitral awards254

2.1 Introduction254

2.2 Recognition defined255

2.3 Enforcement defined255

2.4 Various means of recognition and enforcement256

2.5 Place of recognition and enforcement257

2.6 Forum shopping257

2.7 Refusal of recognition or enforcement258

3 The New York Convention and others258

3.1 Introduction258

3.2 The Geneva treaties259

3.3 The New York Convention259

4 Grounds for refusal of recognition and enforcement261

4.1 Introduction261

4.2 Refusal for incapacity and invalid arbitration agreement263

4.3 Refusal for lack of due process263

4.4 Refusal for jurisdictional defects264

4.5 Refusal for defective constitution of tribunal or procedure265

4.6 Refusal for award not binding or suspended or set aside266

4.7 Refusal for lack of arbitrability266

4.8 Refusal for public policy or public order267

5 Enforcement under other treaties or local law268

5.1 Introduction268

5.2 The practical significance269

5.3 Enforcement of international award as a domestic award269

5.4 Enforcement of international award as an obligation269

Explanatory Notes270

Exercises271

参考书目273